ANNEXURE - I
Format of Holding of Specified securities                                          
1. Name of Listed Entity: MUKAND LIMITED
2. Scrip Code/Name of Scrip/Class of Security:  a) Scrip Code (BSE): 500460; b) Scrip Name (NSE): MUKANDLTD
3. Share Holding Pattern Filed under: Reg.31(1)(b)
a. if under 31(1)(b) then indicate the report for quarter ended : Qtr Ended - 30th Sep, 2017
4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information:
  Particulars YES* NO*
a Whether the Listed Entity has issued any partly paid up shares   NO
b Whether the Listed Entity has issued any Convertible Securities or Warrants?   NO
c Whether the Listed Entity has any shares against which depository receipts are issued?   NO
d Whethere the Listed Entity has any shares in locked-in?   NO
e Whethere any shares held by promoters are pledge or otherwise encumbered? YES  
5 The tabular format for disclosure of holding of specified securities is as follows:

 

Table I - Summary Statement holding of specified securities
Category  Category of Shareholder No of Shareholders No of fully paid up equity shares held No of Partly paid-up equity shares held No of Shares Underlying Depository Receipts Total No of Shares Held Shareholding as a % of total no of shares Number of Voting Rights held in each class of securities No of Shares Underlying Outstanding converttible securities (Including Warrants) Shareholding as a % assuming full conversion of convertible Securities (as a percentage of diluted share capital) Number of Locked in Shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
                No of Voting Rights Total as a % of (A+B+C)     No. As a % of total Shares held No. As a % of total Shares held  
                Equity Shares                
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)
                                 
(A) Promoter & Promoter Group 42 103413145 0 0 103413145 73.13 103413145 73.13 0 73.13 0 0.00 17734631 17.15 103413145
(B) Public 44411 37992716 0 0 37992716 26.87 37992716 26.87 0 26.87 0 0.00 NA NA 36323510
(C) Non Promoter-Non Public                              
(C1) Shares underlying DRs 0 0 0 0 0 NA 0 0.00 0 NA 0 0.00 NA NA 0
(C2) Shares held by Employes Trusts 0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 NA NA 0
                                 
  Total: 44453 141405861 0 0 141405861 100.00 141405861 100.00 0 100.00 0 0.00 17734631 17.15 139736655

 

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Category  Category & Name of the Shareholder PAN No of Shareholders No of fully paid up equity shares held No of Partly paid-up equity shares held No of Shares Underlying Depository Receipts Total No of Shares Held (IV+V+VI) Shareholding as a % of total no of shares (A+B+C2) Number of Voting Rights held in each class of securities No of Shares Underlying Outstanding converttible securities (Including Warrants) Shareholding as a % assuming full conversion of convertible Securities (as a percentage of diluted share capital) Number of Locked in Shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
                  No of Voting Rights Total as a % of (A+B+C)     No. As a % of total Shares held No. As a % of total Shares held  
                  Equity Shares                
  (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)
(1) Indian                                
(a) Individuals/Hindu undivided Family                                
1 Shri Rahul Bajaj AABPB4242J   712044 0 0 712044 0.50 712044 0.50 0 0.50 0 0.00 0 0.00 712044
2 Shri Niraj Bajaj ACJPB6302K   11786730 0 0 11786730 8.34 11786730 8.34 0 8.34 0 0.00 0 0.00 11786730
3 Shri Rajesh V Shah AADPS3254M   7200842 0 0 7200842 5.09 7200842 5.09 0 5.09 0 0.00 5240450 72.78 7200842
4 Shri Suketu V Shah AADPS3255L   1015381 0 0 1015381 0.72 1015381 0.72 0 0.72 0 0.00 978750 96.39 1015381
5 Shri Sanjivnayan Bajaj ACJPB6306P   1787 0 0 1787 0.00 1787 0.00 0 0.00 0 0.00 0 0.00 1787
6 Shri Shekhar Bajaj ACJPB6315N   711134 0 0 711134 0.50 711134 0.50 0 0.50 0 0.00 0 0.00 711134
7 Shri Madhur Bajaj ACJPB6301L   717133 0 0 717133 0.51 717133 0.51 0 0.51 0 0.00 0 0.00 717133
8 Shri Anant Bajaj ABUPB2988F   86400 0 0 86400 0.06 86400 0.06 0 0.06 0 0.00 0 0.00 86400
9 Smt Minal Bajaj ABUPB2990D   192000 0 0 192000 0.14 192000 0.14 0 0.14 0 0.00 0 0.00 192000
10 Smt Sunaina Kejriwal ADWPK2432P   1363 0 0 1363 0.00 1363 0.00 0 0.00 0 0.00 0 0.00 1363
11 Smt Suman Jain ABVPJ9074H   3744 0 0 3744 0.00 3744 0.00 0 0.00 0 0.00 0 0.00 3744
12 Smt Anjana Viren Shah ( Nee Anjana Munsif ) AFJPM0518H   30634 0 0 30634 0.02 30634 0.02 0 0.02 0 0.00 0 0.00 30634
13 Shri Narendrakumar J Shah AADPS5948N   99605 0 0 99605 0.07 99605 0.07 0 0.07 0 0.00 0 0.00 99605
14 Smt Jyoti Shah AADPS3256K   19768 0 0 19768 0.01 19768 0.01 0 0.01 0 0.00 0 0.00 19768
15 Smt Bansri Rajesh Shah  AAQPS5486G   3431542 0 0 3431542 2.43 3431542 2.43 0 2.43 0 0.00 2754456 80.27 3431542
16 Smt Czaee Sukumar Shah AAFPS3722A   4975352 0 0 4975352 3.52 4975352 3.52 0 3.52 0 0.00 4975352 100.00 4975352
17 Priyaradhika Rajesh Shah AQPPS1763F   960046 0 0 960046 0.68 960046 0.68 0 0.68 0 0.00 480023 50.00 960046
18 Shri Kaustubh Rajesh Shah AUBPS0330G   96000 0 0 96000 0.07 96000 0.07 0 0.07 0 0.00 48000 50.00 96000
19 Shri Rishabh Sukumar Vir  ADZPV5090R   2017538 0 0 2017538 1.43 2017538 1.43 0 1.43 0 0.00 1826400 90.53 2017538
(b) Central Government/State Government(s)   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Financial Institutions/Banks   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Any Other                                
(A) Body Corporate                                
1 Akhil Investments & Traders Pvt Ltd AAACA4664P   260 0 0 260 0.00 260 0.00 0 0.00 0 0.00 0 0.00 260
2 Bachhraj & Co Pvt Ltd AAACB5589N   3350692 0 0 3350692 2.37 3350692 2.37 0 2.37 0 0.00 0 0.00 3350692
3 Bachhraj Factories Pvt Ltd AAACB4654N   1378168 0 0 1378168 0.97 1378168 0.97 0 0.97 0 0.00 0 0.00 1378168
4 Bajaj Holdings & Investment Ltd AAACB3370K   8113564 0 0 8113564 5.74 8113564 5.74 0 5.74 0 0.00 0 0.00 8113564
5 Bajaj Sevashram Pvt Ltd AADCB2301D   2500160 0 0 2500160 1.77 2500160 1.77 0 1.77 0 0.00 0 0.00 2500160
6 Baroda Industries Pvt Ltd AAACB2428A   15726616 0 0 15726616 11.12 15726616 11.12 0 11.12 0 0.00 0 0.00 15726616
7 Jamnalal Sons Pvt Ltd AAACJ3176H   28334773 0 0 28334773 20.04 28334773 20.04 0 20.04 0 0.00 0 0.00 28334773
8 Jeewan Limited  AAACJ1656Q   4785369 0 0 4785369 3.38 4785369 3.38 0 3.38 0 0.00 0 0.00 4785369
9 Mukand Engineers Ltd AAACM4974G    1362400 0 0 1362400 0.96 1362400 0.96 0 0.96 0 0.00 681200 50.00 1362400
10 Niraj Holdings Pvt Ltd AAACN5095P   8000 0 0 8000 0.01 8000 0.01 0 0.01 0 0.00 0 0.00 8000
11 Kamalnayan Investment & Trading  Pvt Ltd AAACK2177P   7000 0 0 7000 0.00 7000 0.00 0 0.00 0 0.00 0 0.00 7000
12 Madhur Securities Pvt Ltd AAACM3719R   7000 0 0 7000 0.00 7000 0.00 0 0.00 0 0.00 0 0.00 7000
13 Rahul Securities Pvt Ltd AAACR3945E   7000 0 0 7000 0.00 7000 0.00 0 0.00 0 0.00 0 0.00 7000
14 Rupa Equities Private Limited AAACS7520E   7000 0 0 7000 0.00 7000 0.00 0 0.00 0 0.00 0 0.00 7000
15 Sanraj Nayan Investments  Pvt Ltd AAMCS1380A   3494 0 0 3494 0.00 3494 0.00 0 0.00 0 0.00 0 0.00 3494
16 Shekhar Holdings Pvt Ltd AAECS5871J   7000 0 0 7000 0.00 7000 0.00 0 0.00 0 0.00 0 0.00 7000
17 Sidya Investments Ltd AAACS5298M   160000 0 0 160000 0.11 160000 0.11 0 0.11 0 0.00 0 0.00 160000
18 Valiant Investments & Trades Pvt Ltd AAACV1473H   260 0 0 260 0.00 260 0.00 0 0.00 0 0.00 0 0.00 260
19 Isarnan  Steel and Minerals Pvt. Ltd.* AALCS6828G   896310 0 0 896310 0.63 896310 0.63 0 0.63 0 0.00 750000 83.68 896310
20 Oremet Minerals And Metal Pvt Ltd AAACO9491N   100 0 0 100 0.00 100 0.00 0 0.00 0 0.00 0 0.00 100
(B) Trusts                             0.00  
1 Shri Niraj Bajaj (A/c Niravnayan Trust) AAATN1019L   27200 0 0 27200 0.02 27200 0.02 0 0.02 0 0.00 0 0.00 27200
2 Shri Neelakantan K. Iyer (A/c Jadavdevi Suketu Trust) AAATJ0268P   2671636 0 0 2671636 1.89 2671636 1.89 0 1.89 0 0.00 0 0.00 2671636
3 Shri Rajesh V Shah (A/c Decree Trust) AAATD0261A   100 0 0 100 0.00 100 0.00 0 0.00 0 0.00 0 0.00 100
  Sub-Total (A)(1)   42 103413145 0 0 103413145 0.00 103413145 73.13 0 73.13 0 0.00 17734631 17.15 103413145
(2) Foreign                                
(a) Individuals (Non-Resident Individuals/Foreign Individuals   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0
(b) Government   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Institutions   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Foreign Portfolio Investor   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0
(e) Any Other    0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0
  Sub-Total (A)(2)   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0
  Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)   42 103413145 0 0 103413145 0.00 103413145 73.13 0 73.13 0 0.00 17734631 17.15 103413145
(*) The term “encumbrance” has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011
Note: * Includes 7,50,000 equity shares pledged by Isarnan Steel and Minerals Pvt. Ltd. on 29/09/2017 but not reflected in beneficial position as on 30/09/2017.

 

Table III - Statement showing shareholding pattern of the Public shareholder
Category  Category & Name of the Shareholder PAN No of Shareholders No of fully paid up equity shares held No of Partly paid-up equity shares held No of Shares Underlying Depository Receipts Total No of Shares Held (IV+V+VI) Shareholding as a % of total no of shares (A+B+C2) Number of Voting Rights held in each class of securities No of Shares Underlying Outstanding converttible securities (Including Warrants) Shareholding as a % assuming full conversion of convertible Securities (as a percentage of diluted share capital) Number of Locked in Shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
                  No of Voting Rights Total as a % of (A+B+C)     No. As a % of total Shares held No. As a % of total Shares held  
                  Equity Shares                
  (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)
(1) Institutions                                
(a) Mutual Funds   5 1925 0 0 1925 0.00 1925 0.00 0 0.00 0 0.00 NA NA 924
(b) Venture Capital Funds   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 NA NA 0
(c) Alternate Investment Funds   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 NA NA 0
(d) Foreign Venture Capital Investors   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 NA NA 0
(e) Foreign Portfolio Investors   2 10918 0 0 10918 0.01 10918 0.01 0 0.01 0 0.00 NA NA 10918
(f) Financial Institutions/Banks   27 154158 0 0 154158 0.11 154158 0.11 0 0.11 0 0.00 NA NA 150814
(g) Insurance Companies   3 7244583 0 0 7244583 5.12 7244583 5.12 0 5.12 0 0.00 NA NA 7244583
(h) Provident Funds/Pension Funds   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 NA NA 0
(i) Any Other   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 NA NA 0
  Sub Total (B)(1)   37 7411584 0 0 7411584 5.24 7411584 5.24 0 5.24 0 0.00 NA NA 7407239
(2) Central Government/State Government(s)/President of India   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 NA NA 0
  Sub Total (B)(2)   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 NA NA 0
(3) Non-Institutions                 0              
(a) i.Individual shareholders holding nominal share capital up to Rs.2 lakhs   43053 10046346 0 0 10046346 7.10 10046346 7.10 0 7.10 0 0.00 NA NA 8975030
  ii.Individual shareholders holding nominal share capital in excess of Rs. 2 Lakhs   109 6994431 0 0 6994431 4.95 6994431 4.95 0 4.95 0 0.00 NA NA 6854431
(b) NBFCs Registered with RBI   5 84256 0 0 84256 0.06 84256 0.06 0 0.06 0 0.00 NA NA 84256
(c) Employee Trusts   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 NA NA 0
(d) Overseas Depositories (Holding DRs)(Balancing figure)   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 NA NA 0
(e) Any Other                 0              
  TRUSTS                                               2 740 0 0 740 0.00 740 0.00 0 0.00 0 0.00 NA NA 740
  WELFARE FUNDS                        12 2260152 0 0 2260152 1.60 2260152 1.60 0 1.60 0 0.00 NA NA 2260152
  NRI-REPATRIABLE                                      3 1344 0 0 1344 0.00 1344 0.00 0 0.00 0 0.00 NA NA 0
  NON-RESIDENT (OTHERS)                                32 8094 0 0 8094 0.01 8094 0.01 0 0.01 0 0.00 NA NA 0
  NON RESIDENT INDIANS                                 202 313847 0 0 313847 0.22 313847 0.22 0 0.22 0 0.00 NA NA 313609
  CLEARING MEMBERS                                     154 235758 0 0 235758 0.17 235758 0.17 0 0.17 0 0.00 NA NA 235758
  OTHER SCHEDULED BANKS                                13 801 0 0 801 0.00 801 0.00 0 0.00 0 0.00 NA NA 0
  NON RESIDENT INDIAN NON REPATRIABLE                  156 129503 0 0 129503 0.09 129503 0.09 0 0.09 0 0.00 NA NA 129351
  BODIES CORPORATES                                    622 10504498 0 0 10504498 7.43 10504498 7.43 0 7.43 0 0.00 NA NA 10061582
  FOREIGN NATIONALS                                    11 1362 0 0 1362 0.00 1362 0.00 0 0.00 0 0.00 NA NA 1362
  Sub Total (B)(3)   44374 30581132 0 0 30581132 21.63 30581132 21.63 0 21.63 0 0.00 NA NA 28916271
  Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3)   44411 37992716 0 0 37992716 26.87 37992716 26.87 0 26.87 0 0.00 NA NA 36323510

 

Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder
Category  Category & Name of the Shareholder PAN No of Shareholders No of fully paid up equity shares held No of Partly paid-up equity shares held No of Shares Underlying Depository Receipts Total No of Shares Held (IV+V+VI) Shareholding as a % of total no of shares (A+B+C2) Number of Voting Rights held in each class of securities No of Shares Underlying Outstanding converttible securities (Including Warrants) Shareholding as a % assuming full conversion of convertible Securities (as a percentage of diluted share capital) Number of Locked in Shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
                  No of Voting Rights Total as a % of (A+B+C)     No. As a % of total Shares held No. As a % of total Shares held  
                  Class X Class Y Total                
  (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)
(1) Custodian/DR Holder   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(2) Employee Benefit Trust (under SEBI(Share based Employee Benefit) Regulations 2014)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
                                       
  Total Non-Promoter-Non Public Shareholding (C) = (C)(1)+(C)(2)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00     0

 

Table IIIA - Statement showing shareholding pattern of the Public shareholders holding 1% or more than 1% of shares of the Company
Category  Category & Name of the Shareholder PAN No of Shareholders No of fully paid up equity shares held No of Partly paid-up equity shares held No of Shares Underlying Depository Receipts Total No of Shares Held (IV+V+VI) Shareholding as a % of total no of shares (A+B+C2) Number of Voting Rights held in each class of securities No of Shares Underlying Outstanding converttible securities (Including Warrants) Shareholding as a % assuming full conversion of convertible Securities (as a percentage of diluted share capital) Number of Locked in Shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
                  No of Voting Rights Total as a % of (A+B+C)     No. As a % of total Shares held No. As a % of total Shares held  
                  Equity Shares                
  (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)
(1) Institutions                                
i LIFE INSURANCE CORPORATION OF INDIA                                                                                                                    AAACL0582H 1 7228076 0 0 7228076 5.11 7228076 5.11 0 5.11 0 0.00 NA NA 7228076
(2) Central Government/State Government(s)/President of India   0 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 NA NA 0
(3) Non-Institutions                 0              
i TEESTA RETAIL PRIVATE LIMITED AALCS4572R 1 3579056 0 0 3579056 2.53 3579056 2.53 0 2.53 0 0.00 NA NA 3579056
  TOTAL   2 10807132 0 0 10807132 7.64 10807132 7.64 0 7.64 0 0.00 NA NA 10807132